Audited Financial Statements

Private Company Audits

Most businesses are established to create value for expansion or sale.   Adequate operations and reporting   are essential for entrepreneurs to yield returns. Obtaining a competent auditor challenges the company to hold itself accountable to these goals.   Using auditors that are sincere and knowledgeable prepares companies for any level of expansion, from being a merger, acquisition target or listed on a national stock exchange.  Getting loans and investors is made easier with reliable accounting records and financial reports. The more functional and accountable your business, the more valuable an investment to potential investors.

International Regulatory reporting for  companies traded on foreign stock exchanges

Audits for companies reporting in accordance with  US GAAP or IFRS, on international stock exchanges that accept US GAAP or IFRS  reporting, and require audited and/or reviewed financials by chartered or certified accountants; engagements  do not require  additional  regulatory  registration  for firms providing these services.

Crowdfunding Reporting Requirements 

Under the new JOBS act, many companies are raising capital through crowdfunding portals, by which small amounts of money is raised from many people often through the internet. This process now could require either audited or reviewed financial statements by a qualified  CPA firm. 

Publicly Traded Company Audits and Reviews

Our firm's leadership possess over 13 years experience in conducting audits and reviews of publicly traded companies, and extensive involvement in acquisitions and reverse mergers. We carefully execute assurance and attest engagements to aid your business and our practice to remain in compliance with the PCAOB and SEC.  Through our network of seasoned quality reviewers, technical accounting and industry consultants, we continuously aim to satisfy the strict requirements of regulators. 

Not-for-Profit Audits and Reviews

501c entities often require audited or reviewed financial statements by the IRS, other regulators and donors or members, to remain in operation and keep their exemption status.  It is important to work with a firm that cares about your cause, the adequacy of your operations, compliance and the reliability of your financial information.   We care, and would love to build a relationship with your organization!

Benefit Plan Audits

If your organization had 100 or more eligible  plan participants in the prior or current year, you may be required to have an audit of the plan, and submit audited financial statements to the Department of Labor.  Our systematic approach helps the entity comply with this requirement in a timely manner.

Broker Dealer Audits

Since 2009 the SEC has required broker dealers, registered with FINRA to have audits by a PCAOB registered firm. To offer you quality regulatory audits, we align our procedures with your business model. Understanding the broker dealer business and compliance issues for trading firms and introductory brokers allows us to carryout procedures that are effective and efficient permitting timely filings.

Other Compliance Audits

We provide audits of financial statements and related services, and limited scope compliance audits to companies required to submit audited financial statements or compliance reports to a regulatory agency or other entity. 

Our assurance and attest services are corrective and informative.   We will never provide you with proposed entries that you do not understand.   We obtain a sound understanding of your business, related accounting guidance and the substance of the underlying documents.  We believe that our audit documentation and your accounting records should always be maintained with a level of integrity that keeps your business and our firm at ease.   Our paperless automated audit process makes this possible.